Home / Going-concern warnings / Gloo Holdings, Inc.
Filed 2026-09-10 路 Form 10-Q 路 Accession 0002069785-26-000003 micro
Price before filing: $3.15 (2026-09-09 close, split/dividend-adjusted)
Market cap at flag: $272.0M (2026-09-10) 路 Latest: $276.5M (2026-10-16)
| Window | GLOO | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +20.6% | +2.3% | +18.3% | 2026-10-12 |
| 90 days | pending | pending | until 2026-12-09 | |
| 180 days | pending | pending | until 2027-03-09 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 1 insider sold $2.4M (54 sales); 4 insiders bought $9.0M (4 purchases)
30 days after: 1 insider sold $220K (4 sales); 1 insider bought $253K (2 purchases)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-06-12 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 11,100 | $4.59 | $51K | no | Form 4 |
| 2026-06-15 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 24,500 | $4.82 | $118K | no | Form 4 |
| 2026-06-16 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 4,400 | $4.72 | $21K | no | Form 4 |
| 2026-06-17 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 6,600 | $4.74 | $31K | no | Form 4 |
| 2026-06-18 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 6,711 | $4.70 | $32K | no | Form 4 |
| 2026-06-22 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 430 | $4.73 | $2K | no | Form 4 |
| 2026-06-23 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 27,859 | $4.59 | $128K | no | Form 4 |
| 2026-06-24 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 3,800 | $4.54 | $17K | no | Form 4 |
| 2026-06-25 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 1,600 | $4.21 | $7K | no | Form 4 |
| 2026-06-26 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 15,600 | $4.33 | $68K | no | Form 4 |
| 2026-06-29 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 4,000 | $4.51 | $18K | no | Form 4 |
| 2026-06-30 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 4,000 | $4.55 | $18K | no | Form 4 |
| 2026-07-01 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 12,000 | $4.82 | $58K | no | Form 4 |
| 2026-07-02 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 300 | $4.64 | $1K | no | Form 4 |
| 2026-07-06 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 13,700 | $4.01 | $55K | no | Form 4 |
| 2026-07-07 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 11,000 | $3.76 | $41K | no | Form 4 |
| 2026-07-08 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 13,000 | $3.98 | $52K | no | Form 4 |
| 2026-07-09 | Grace & Mercy Foundation, Inc. 10% owner | Purchase | 923,076 | $3.25 | $3.0M | no | Form 4 |
| 2026-07-09 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 125,000 | $3.08 | $385K | no | Form 4 |
| 2026-07-10 | Beck Scott Arthur President and CEO, Director, 10% owner | Purchase | 1,076,923 | $3.25 | $3.5M | no | Form 4 |
| 2026-07-10 | GELSINGER PATRICK P See Remarks, Director | Purchase | 153,846 | $3.25 | $500K | no | Form 4 |
| 2026-07-10 | Green Derek Todd Director | Purchase | 615,384 | $3.25 | $2.0M | no | Form 4 |
| 2026-07-10 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 20,000 | $2.98 | $60K | no | Form 4 |
| 2026-07-13 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 119,000 | $3.27 | $389K | no | Form 4 |
| 2026-07-14 | THRIVENT FINANCIAL FOR LUTHERANS 10% owner | Sale | 62,000 | $3.48 | $216K | no | Form 4 |
| 2026-09-10: red flag filed | |||||||
Showing 25 of 64 transactions.
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-06-12 to 2026-10-10. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"Based on these factors, the Company has concluded there is substantial doubt about its ability to continue as a going concern for at least twelve months from the date the condensed consolidated financial statements are issued."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Source: management disclosure in Form 10-Q (period 2026-07-31)
Why this score: quarterly (unaudited) disclosure
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
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