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5/5EQUUS TOTAL RETURN, INC. (EQS): Late annual report (NT 10-K)

Filed 2026-04-01 · Form NT 10-K · Accession 0001712543-26-000014 nano

Market data

Price before filing: $1.84 (2026-03-31 close, split/dividend-adjusted)
Market cap at flag: $25.7M (2026-04-01) · Latest: $13.2M (2026-10-16)

What happened next

Window	EQS	SPY	vs SPY
30 days	-37.5%	+10.8%	-48.3%	2026-05-01
90 days	-32.6%	+15.1%	-47.7%	2026-06-30
180 days	-43.5%	+18.3%	-61.8%	2026-09-28

Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.

Insider trading around this filing

90 days before the flag: no open-market insider sales or purchases reported.
30 days after: none reported.

Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-01-01 to 2026-05-01. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.

Verified excerpt

"The finalization of the financial statements of the registrant and its wholly-owned subsidiary to be contained in registrant's 10-K for the year ended December 31, 2025 cannot be analyzed and completed on a timely basis without unreasonable effort and expense."

Quoted from the filing. Source

What this means

The company told the SEC it could not file its annual report on time (Form NT 10-K) and then missed the 15-day extension too. Late annual reports often precede restatements, auditor problems or going-concern warnings.

Status: filed late (report filed 2026-04-17)

Why this score: filed late on 2026-04-17; also within 90 days: Auditor change, Going-concern doubt

Read the original filing on SEC.gov →