Home / Going-concern warnings / Nuo Therapeutics, Inc.
Filed 2026-08-14 路 Form 10-Q 路 Accession 0001437749-26-028053 nano
Price before filing: $0.83 (2026-08-13 close, split/dividend-adjusted)
Market cap at flag: $37.3M (2026-08-14) 路 Latest: $62.9M (2026-10-15)
| Window | AURX | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +50.6% | -2.2% | +52.8% | 2026-09-14 |
| 90 days | pending | pending | until 2026-11-12 | |
| 180 days | pending | pending | until 2027-02-10 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: no open-market insider sales or purchases reported.
30 days after: 1 insider bought $10K (2 purchases)
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-08-14: red flag filed | |||||||
| 2026-08-27 | JORDEN DAVID EMERSON CEO/CFO, Director | Purchase | 789 | $1.07 | $844 | no | Form 4/A |
| 2026-08-28 | JORDEN DAVID EMERSON CEO/CFO, Director | Purchase | 7,984 | $1.09 | $9K | no | Form 4/A |
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-05-16 to 2026-09-13. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"As such, we believe that substantial doubt about our ability to continue as a going concern exists."
Quoted from the filing. Source
The filing states that substantial doubt exists about the company's ability to continue as a going concern: it may not have enough cash to last the next 12 months. Expect dilution, debt deals or worse. An auditor's going-concern paragraph is the strongest form of this warning.
Source: management disclosure in Form 10-Q (period 2026-06-30)
Why this score: quarterly (unaudited) disclosure
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
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