Home / Auditor changes / Oxford Square Capital Corp.
Filed 2026-05-29 路 Form 8-K 路 Accession 0001213900-26-062870 micro
Price before filing: $1.17 (2026-05-28 close, split/dividend-adjusted)
Market cap at flag: $119.2M (2026-05-29) 路 Latest: $130.0M (2026-10-16)
| Window | OXSQ | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | +2.6% | -1.5% | +4.1% | 2026-06-29 |
| 90 days | +10.3% | +2.5% | +7.8% | 2026-08-27 |
| 180 days | pending | pending | until 2026-11-25 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 2 insiders bought $333K (2 purchases)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2026-05-20 | COHEN JONATHAN H Chief Executive Officer, Director | Purchase | 144,704 | $1.15 | $167K | no | Form 4 |
| 2026-05-20 | ROSENTHAL SAUL B President and COO | Purchase | 144,703 | $1.15 | $167K | no | Form 4 |
| 2026-05-29: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2026-02-28 to 2026-06-28. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
"(the "Company") dismissed PricewaterhouseCoopers LLP ("PwC") as its independent registered public accounting firm and engaged Ernst & Young LLP ("EY") as its new independent registered public accounting firm."
Quoted from the filing. Source
The company changed its outside auditor (8-K Item 4.01). A dismissal or resignation, especially near an annual report or with reported disagreements, is a warning sign. Changes caused by audit firms merging are usually routine.
Type: dismissed
Disagreements reported: no
Former auditor: PricewaterhouseCoopers LLP · New auditor: Ernst & Young LLP
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
The week's most serious auditor changes, restatements, late filings and going-concern warnings, in plain English. Free. Unsubscribe anytime.
Subscribe to the newsletter →
The signup form didn't load here (often an ad or privacy blocker). This opens beehiiv's secure signup page.
Form not showing? Subscribe on beehiiv →
Newsletter delivered by beehiiv. See our privacy policy.