Home / Late annual reports / QUANTUM CORP /DE/
Filed 2025-06-30 路 Form NT 10-K 路 Accession 0001193125-25-152651 micro
Price before filing: $9.04 (2025-06-27 close, split/dividend-adjusted)
Market cap at flag: $112.3M (2025-06-30) 路 Latest: $406.3M (2026-10-16)
| Window | QMCO | SPY | vs SPY | |
|---|---|---|---|---|
| 30 days | -12.9% | +3.2% | -16.1% | 2025-07-30 |
| 90 days | +8.4% | +8.2% | +0.2% | 2025-09-29 |
| 180 days | -25.0% | +12.5% | -37.5% | 2025-12-29 |
Return from the last close before the filing date to the first close on/after the window end. Pending windows have not fully elapsed. Past performance says nothing certain about the future.
90 days before the flag: 5 insiders sold $9.9M (5 sales)
30 days after: none reported.
| Date | Insider | Type | Shares | Price | Value | 10b5-1 plan | Source |
|---|---|---|---|---|---|---|---|
| 2025-04-02 | Nash Laura A. Chief Accounting Officer | Sale | 136 | $12.85 | $2K | no | Form 4 |
| 2025-04-15 | PACIFIC INVESTMENT MANAGEMENT CO LLC 10% owner | Sale | 962,127 | $10.25 | $9.9M | no | Form 4 |
| 2025-04-21 | Cabrera Brian E SVP Chief Admin Ofcr & Secy | Sale | 1,078 | $9.65 | $10K | no | Form 4 |
| 2025-04-21 | Lerner James J President & CEO, Director | Sale | 2,784 | $9.65 | $27K | no | Form 4 |
| 2025-04-21 | Moorehead Lewis W. Chief Accounting Officer | Sale | 179 | $9.65 | $2K | no | Form 4 |
| 2025-06-30: red flag filed | |||||||
Open-market purchases and sales (Form 4 codes P and S) by officers, directors and 10% owners, by transaction date, from 2025-04-01 to 2025-07-30. Excludes option exercises, grants, gifts and tax withholding. Amended filings replace the originals; joint filings count once. Foreign private issuers do not file Form 4. Many insider sales are pre-scheduled (10b5-1 plans) and are not by themselves a sign of wrongdoing.
The company told the SEC it could not file its annual report on time (Form NT 10-K) and then missed the 15-day extension too. Late annual reports often precede restatements, auditor problems or going-concern warnings.
Status: filed late (report filed 2025-08-26)
Why this score: filed late on 2025-08-26; also within 90 days: Going-concern doubt, Late quarterly report (NT 10-Q), Non-reliance / restatement
Read the original filing on SEC.gov →
Not investment advice. Automated summary; verify against the filing.
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